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PIMFA publishes non-financial misconduct guidance


By Jack Gray

The Personal Investment Management & Financial Advice Association (PIMFA) has published guidance to help wealth management and financial advice firms apply the Financial Conduct Authority’s (FCA) updated Handbook rules on non-financial misconduct


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Big endgame results for small pension schemes

For many CFOs and trustees, small DB schemes feel stable but not yet fully resolved. Without deliberate planning, gradual risks emerge. Moving from stability to a clear endgame requires focus.


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Headway Wealth launches family office offering

Durham-based wealth management firm Headway Wealth has launched a new family office service, Headway Wealth Family Office

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AJ Bell adds Intelliflo Zerokey to its suite of adviser tools

AJ Bell Investcentre has announced an integration with Intelliflo Zerokey, adding to its suite of adviser tools

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People moves: Isio, LV=, and PIMFA

The latest appointments in the wealth management industry

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FCA consults on due diligence standards for SIPPs

The Financial Conduct Authority (FCA) has published a consultation that outlines standards of due diligence for self-invested personal pensions (SIPPs)

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Advice firms turning to third-parties to bridge data delivery gaps

Granular transaction data, firm-level management information, and consistent formatting continue to be the most prominent gaps in platforms’ and pension providers’ data delivery, according to a report from NextWealth

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HMRC IHT enquiries rise to highest level in six years

Formal inheritance tax (IHT) enquiries opened by HMRC reached their highest level in six years in 2025/26, data obtained by Price Bailey has shown

Scottish Widows moves LoA servicing to Origo’s Unipass LoA

Scottish Widows is set to move all its Letter of Authority (LoA) servicing through Origo’s Unipass LoA digital channel, becoming the first major UK provider to mandate a single digital channel for LoAs

Investment platforms moving ‘decisively’ to address AI-powered cyber threats

Retail investment platforms are moving ‘decisively’ to address the challenges posed by artificial intelligence (AI)-powered cyber threats, leading a coordinated response to a sharp rise in cyberattacks, a report from The Platforms Association and Deloitte has stated
Advice firms ‘running out of road’ due to outdated models

Advice firms are “running out of road” as the models used to build the UK advice industry are now holding it back, a joint white paper has argued

Government IHT receipts rise in May while CGT take falls year-on-year

The government’s inheritance tax (IHT) receipts increased in May 2026, while its capital gains tax (CGT) take fell year-on-year, according to the latest figures from HMRC

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